This industry comprises legal entities (i.e., open-end investment funds) organized to pool assets that consist of securities or other financial instruments. It has no schema of its own: companies here are mapped on the Financial services schema, and what it does not cover is recorded as gaps.
| Primitive | Part | Layer | Description | Parameters | Coverage |
|---|---|---|---|---|---|
Credit and portfolio risk credit_risk | Control: rules the company runs under | Decisions | Expected losses, concentrations and limits across the book. | 2 | — |
Identity checks and anti-money-laundering kyc_aml | Control: rules the company runs under | Process | Knowing who clients are, screening them, monitoring transactions and reporting suspicion. | 2 | — |
Coverage: the share of the 0 companies mapped in public on Open-End Investment Funds and below that have the primitive mapped. Primitives are matched by key, so companies on earlier versions count.
Regulatory reporting regulatory_reporting |
|---|
| Control: rules the company runs under |
| Process |
| Returns and reports owed to regulators, and the findings of their examinations. |
| 2 |
| — |
Strategy and goals strategy | Direction: deciding where it goes | Decisions | What the company is trying to become. | 0 | — |
|---|
Credit and investment committees governance | Direction: deciding where it goes | Decisions | Who approves which decisions, up to which limit. | 0 | — |
|---|
Management cadence cadence | Direction: deciding where it goes | Process | The meetings and reviews that run the company. | 0 | — |
|---|
Learning and improvement improvement | Direction: deciding where it goes | Process | How feedback changes the way work is done. | 0 | — |
|---|