Investments & securities

Advisers, brokers and fund managers paid on fees or commission. It has no schema of its own: companies here are mapped on the Financial services schema, and what it does not cover is recorded as gaps.

Baseline: Financial services v1
Inherited from: Financial services
Companies mapped: 0 of 0
Primitives: 57 in 8 parts
Last updated: Nov 2, 2026

Below itSecurities and Commodity Contracts Intermediation and Brokerage Securities and Commodity Exchanges Other Financial Investment Activities

57 primitives

Primitive	Part	Layer	Description	Parameters	Coverage
Credit and portfolio risk credit_risk	Control: rules the company runs under	Decisions	Expected losses, concentrations and limits across the book.	2	—
Identity checks and anti-money-laundering kyc_aml	Control: rules the company runs under	Process	Knowing who clients are, screening them, monitoring transactions and reporting suspicion.	2	—

Coverage: the share of the 0 companies mapped in public on Investments & securities and below that have the primitive mapped. Primitives are matched by key, so companies on earlier versions count.

57 primitives

Primitive	Part	Layer	Description	Parameters	Coverage
Credit and portfolio risk credit_risk	Control: rules the company runs under	Decisions	Expected losses, concentrations and limits across the book.	2	—
Identity checks and anti-money-laundering kyc_aml	Control: rules the company runs under	Process	Knowing who clients are, screening them, monitoring transactions and reporting suspicion.	2	—

Coverage: the share of the 0 companies mapped in public on Investments & securities and below that have the primitive mapped. Primitives are matched by key, so companies on earlier versions count.